Also known as:proportionality principle · proportionality
Written by attorneys · grounded in primary & secondary sources — see below
2 senses
1
in takings law
A requirement that government-imposed conditions on land-use permits bear a rough proportionality to the projected impacts of the proposed development. The government must demonstrate an individualized determination that the exaction is related both in nature and extent to the development's effects.
Sense 1
1
in takings law
A requirement that government-imposed conditions on land-use permits bear a rough proportionality to the projected impacts of the proposed development. The government must demonstrate an individualized determination that the exaction is related both in nature and extent to the development's effects.
Sources & Authorities· 1 primary source
Select any source to read its text and confirm it supports the definition.
Cases
Sense 2
2
in criminal law
The requirement that the severity of punishment must be graduated and proportioned to the offense committed. Punishments that are grossly disproportionate to the crime violate the Eighth Amendment prohibition on cruel and unusual punishment.
Sources & Authorities· 2 sources
Select any source to read its text and confirm it supports the definition.
The requirement that the severity of punishment must be graduated and proportioned to the offense committed. Punishments that are grossly disproportionate to the crime violate the Eighth Amendment prohibition on cruel and unusual punishment.
Each sense below has its own examples, sources, and questions.
Examples1
Permit Condition Exceeds Impact
Paula Pierce sought a building permit to expand her commercial property. The city conditioned approval on her dedicating a strip of land for a public bike path. The path's scale far exceeded any traffic increase the expansion would generate. The court held the demand violated the principle of proportionality because the city failed to show a rough match between the exaction and the project's effects.
Frequently Asked1
Does the principle of proportionality apply to monetary exactions as well as land dedications?+
Yes. The requirement of rough proportionality extends to demands for money as well as dedications of real property when imposed as conditions on land-use permits.
Supporting sources
Examples5
Life Sentence for Minor Offense
Philip Powell received a life sentence without parole after his seventh nonviolent felony conviction for passing a bad check. His prior offenses were all minor and nonviolent. The court applied the principle of proportionality and found the sentence grossly disproportionate to the crime given its passive nature and the defendant's limited criminal history.
Solem v. Helm463 U.S. 277, 279, 103 S.Ct. 3001, 77 L.Ed.2d 637 (1983)
Death Penalty Statistical Challenge
Paul Peterson challenged his death sentence by presenting statistical evidence that race influenced capital sentencing outcomes in his jurisdiction. The evidence showed disparities but did not prove purposeful discrimination in his own case. The court held that the principle of proportionality did not require invalidation of the sentence on the basis of aggregate statistical patterns alone.
McCleskey v. Kemp481 U.S. 279 (1987)
Death Penalty for Murder
Pamela Phillips was sentenced to death after a jury found her guilty of murder during a robbery. The sentencing procedures included guided discretion and consideration of aggravating and mitigating factors. The court upheld the sentence because the principle of proportionality permits capital punishment for murder when the procedures sufficiently channel discretion.
Gregg v. Georgia428 U.S. 153, 96 S.Ct. 2909, 49 L.Ed.2d 859
Sentencing Guideline Application
Pearl Porter received an enhanced sentence under mandatory guidelines for a drug offense. The guidelines produced a term far longer than the facts of her limited role warranted. The court applied the principle of proportionality and concluded that treating the guidelines as mandatory violated the Sixth Amendment by imposing punishment disproportionate to the jury's findings.
United States v. Booker543 U.S. 220 (2005)
Punitive Damages Ratio
Paige Porter obtained a large compensatory award against an insurer for bad-faith claims handling. The jury added punitive damages more than one hundred times the compensatory amount. The court applied the principle of proportionality and reduced the punitive award because the ratio far exceeded constitutional limits on punishment relative to the harm caused.
State Farm Mutual Automobile Insurance Co. v. Campbell538 U.S. 408, 123 S.Ct. 1513, 155 L.Ed.2d 585 (2003)
Frequently Asked2
What factors determine whether a criminal sentence violates the principle of proportionality?+
Courts examine the gravity of the offense, the harshness of the penalty, sentences imposed on other criminals in the same jurisdiction, and sentences imposed for the same crime in other jurisdictions.
Supporting sources
Does the principle of proportionality require comparative proportionality review in every death penalty case?+
No. The Eighth Amendment does not mandate that state appellate courts compare a death sentence with penalties in similar cases before upholding it.
Supporting sources
521 U.S. 507 (1997)Property
…where it lies. Katzenbach , supra , at 326. But the distinction exists and must be observed. There must be a congruence and proportionality between the injury to be prevented or remedied and the means adopted to that end. Lacking such a connection, legislation may become substantive in operation and effect. This case…