A fictitious name for a male party to a legal proceeding when the true identity is unknown or is being withheld.
See Our Sources· 1 primary source
Cases
Restatements
How its tested
Common Examples
6
Abortion Reporting Challenge
Richard Roe, a state employee, refused to report a coworker's suspected abortion under a new statute and was fired. He sued in federal court claiming a privacy violation. The court rejected the claim because no federal constitutional right to abortion exists and rational basis review applies to the regulation.
Historical Abortion Litigation
Richard Roe, using a pseudonym, challenged a state criminal abortion statute in federal court. The litigation tested state authority to regulate abortions before viability under then-existing doctrine.
In March 1970, Jane Roe, a single woman residing in Dallas County, Texas, instituted a federal action against the District Attorney of the county. She sought a declaratory judgment that the Texas criminal abortion statutes were unconstitutional on their face. She also sought an injunction restraining enforcement of the statutes.
Roe alleged that she was unmarried and pregnant. She wished to terminate her pregnancy by an abortion performed by a competent licensed physician under safe clinical conditions. She was unable to obtain a legal abortion in Texas because her life did not appear to be threatened by continuation of the pregnancy. She could not afford to travel to another jurisdiction to secure a legal abortion.
James Hubert Hallford, a licensed physician, sought and was granted leave to intervene in Roe's action. In his complaint he alleged that he had been arrested previously for violations of the Texas abortion statutes. Two such prosecutions were pending against him in the Criminal District Court of Dallas County. He described conditions of patients who came to him seeking abortions. He claimed that for many cases he was unable to determine whether they fell within or outside the exception recognized by Article 1196 of the Texas Penal Code.
John and Mary Doe, a married couple, filed a companion complaint also naming the District Attorney as defendant. The Does alleged that they were a childless couple. Mrs. Doe was suffering from a neural-chemical disorder. Her physician had advised her to avoid pregnancy until her condition materially improved. She had discontinued use of birth control pills pursuant to medical advice. If she should become pregnant she would want to terminate the pregnancy by an abortion performed by a competent licensed physician under safe clinical conditions.
The two actions were consolidated and heard together by a duly convened three-judge district court for the Northern District of Texas. Upon the filing of affidavits, motions were made for dismissal and for summary judgment. The court held that Roe and members of her class and Dr. Hallford had standing to sue and presented justiciable controversies. The Does had failed to allege facts sufficient to state a present controversy and did not have standing. It concluded that the Texas criminal abortion statutes were void on their face. The court dismissed the Does' complaint while denying injunctive relief.
The plaintiffs Roe and Doe and the intervenor Hallford appealed to the Supreme Court from that part of the District Court's judgment denying the injunction. The defendant District Attorney cross-appealed from the grant of declaratory relief. Both sides also took protective appeals to the United States Court of Appeals for the Fifth Circuit. That court ordered the appeals held in abeyance pending decision by the Supreme Court.
Richard Roe, a new resident, was denied welfare benefits under a one-year residency requirement. He sued claiming the rule violated the right to travel, and the Court struck down the limitation.
Saenz v. Roe526 U.S. 489 (1999)
California participates in the federal AFDC program under the Social Security Act. In 1992 California enacted section 11450.03 of its Welfare and Institutions Code. That statute limited the maximum AFDC benefits payable to any family that had resided in California for less than twelve months to the amount the family would have received in its state of prior residence.
In one year the AFDC program served an average of 2,645,814 persons per month at an annual state cost of $2.9 billion. The full monthly grant for a family of two was $456, compared with $275 in Arizona. Three California residents who had recently moved from Louisiana, Oklahoma, and Colorado filed suit in the Eastern District of California. They alleged that their grants would be reduced from $641 or $504 to $190, $341, or $280 for the first year.
The district court issued a temporary restraining order and later a preliminary injunction. The Ninth Circuit summarily affirmed. The Supreme Court vacated the judgment in Anderson v. Green because the Secretary of Health and Human Services had not yet determined whether the statute complied with federal requirements. After the Secretary issued a waiver the case was dismissed.
In 1996 Congress enacted the Personal Responsibility and Work Opportunity Reconciliation Act. That statute replaced AFDC with TANF and expressly authorized states to apply the benefit rules of a family’s prior state for the first twelve months of residence. California then announced that enforcement of section 11450.03 would begin April 1, 1997.
On that date two new plaintiffs, one who had moved from Oklahoma and one from the District of Columbia, filed the present action in the Eastern District of California. They acted on behalf of a certified class of all present and future TANF applicants who would be denied full California benefits because they had not resided in the state for twelve consecutive months. The district court again issued a temporary restraining order and, after hearing evidence, a preliminary injunction.
The evidence showed that California’s benefits ranked sixth highest in absolute terms but eighteenth when housing costs were considered. New residents from forty-three states would face higher living costs. The statute would save the state approximately $10.9 million annually. The Ninth Circuit affirmed the preliminary injunction without finally deciding the merits. The Supreme Court granted certiorari.
The All County Letter implementing the statute provided that even lifelong California residents who left the state for part of a year would have their benefits calculated under the law of the other state for that period. The lower benefit level applied regardless of whether the family had received welfare in the prior state or the motive for moving. Families arriving from another country were exempt. The district court noted that other programs such as homeless assistance and an extra food-stamp allowance partially offset the disparity. The state did not dispute that the statute created significant differences between newcomers and longer-term residents.
Richard Roe, a same-sex partner, sought a marriage license that state officials denied. He joined litigation asserting a fundamental right to marry, resulting in invalidation of the state ban.
Obergefell v. Hodges576 U.S. 644 (2015)
The petitioners were fourteen same-sex couples and two men whose same-sex partners were deceased. They lived in Michigan, Kentucky, Ohio, and Tennessee. Those states defined marriage as a union between one man and one woman under their constitutions and statutes.
The petitioners filed suits in federal district courts in their home states. They sought marriage licenses or recognition of marriages lawfully performed elsewhere. James Obergefell and John Arthur traveled from Ohio to Maryland to marry aboard a medical transport plane because Arthur suffered from ALS; Obergefell later sought to be listed as surviving spouse on Arthur's death certificate. April DeBoer and Jayne Rowse, Michigan nurses, adopted three children but could not both serve as legal parents under state adoption rules. Army Reserve Sergeant Ijpe DeKoe and Thomas Kostura married in New York before DeKoe's deployment to Afghanistan and later settled in Tennessee.
Each district court ruled in the petitioners' favor. The respondents appealed. The Sixth Circuit consolidated the cases and reversed the district court judgments. The petitioners sought certiorari, which the Supreme Court granted.
Same-sex couples had begun establishing families after substantial cultural and political developments in the late twentieth century. Earlier litigation had addressed the legal status of gays and lesbians, including challenges that reached the Supreme Court in Bowers v. Hardwick and Lawrence v. Texas.
Richard Roe lived with his grandson in violation of a city zoning rule limiting household composition. He challenged the ordinance as an unconstitutional intrusion on family living arrangements.
Moore v. City of East Cleveland, Ohio431 U.S. 494, 503 (1977)
In early 1973, Mrs. Inez Moore received a notice of violation from the city of East Cleveland. The notice stated that her grandson John Moore, Jr., was an illegal occupant of her home. It directed her to comply with the housing ordinance.
Mrs. Moore lived in her East Cleveland home together with her son Dale Moore, Sr., and her two grandsons Dale Moore, Jr., and John Moore, Jr. John came to live with her after his mother's death when he was less than one year old. When she failed to remove John from the home, the city filed a criminal charge against her.
Mrs. Moore moved to dismiss the charge. She claimed that the ordinance was constitutionally invalid on its face. Her motion was overruled. Upon conviction she was sentenced to five days in jail and a $25 fine.
The East Cleveland ordinance limited occupancy of a dwelling unit to members of a single family. The ordinance defined family to include only a husband or wife of the nominal head of the household, unmarried children of the head or spouse provided they have no children residing with them, a parent of the head or spouse, or not more than one dependent child of the head or spouse along with that child's spouse and dependent children.
The Ohio Court of Appeals affirmed the conviction after giving full consideration to her constitutional claims. The Ohio Supreme Court denied review of the case. The United States Supreme Court noted probable jurisdiction of her appeal.
Richard Roe was arrested under a state law criminalizing private consensual conduct. He contested the statute as violating liberty interests protected by substantive due process.
Lawrence v. Texas539 U.S. 558 (2003)
In Houston, Texas, officers of the Harris County Police Department were dispatched to a private residence in response to a reported weapons disturbance.
They entered an apartment where one of the petitioners, John Geddes Lawrence, resided. The officers observed Lawrence and another man, Tyron Garner, engaging in a sexual act. The two petitioners were arrested, held in custody overnight, and charged and convicted before a Justice of the Peace.
The complaints described their crime as "deviate sexual intercourse, namely anal sex, with a member of the same sex (man)." Texas Penal Code Ann. § 21.06(a) (2003) provides that a person commits an offense if he engages in deviate sexual intercourse with another individual of the same sex. The statute defines deviate sexual intercourse as any contact between any part of the genitals of one person and the mouth or anus of another person, or the penetration of the genitals or the anus of another person with an object.
The petitioners exercised their right to a trial de novo in Harris County Criminal Court. They challenged the statute as a violation of the Equal Protection Clause of the Fourteenth Amendment and of a like provision of the Texas Constitution. Those contentions were rejected. The petitioners, having entered a plea of nolo contendere, were each fined $200 and assessed court costs of $141.25.
The Court of Appeals for the Texas Fourteenth District considered the petitioners' federal constitutional arguments under both the Equal Protection and Due Process Clauses of the Fourteenth Amendment. After hearing the case en banc the court, in a divided opinion, rejected the constitutional arguments and affirmed the convictions. The majority opinion indicates that the Court of Appeals considered our decision in Bowers v. Hardwick, 478 U.S. 186 (1986), to be controlling on the federal due process aspect of the case.
The Supreme Court granted certiorari to consider three questions. The petitioners were adults at the time of the alleged offense. Their conduct was in private and consensual.
When is the name Richard Roe used instead of a party's real name?
Richard Roe serves as a placeholder when the true identity of a male party is unknown or must be protected from disclosure in court filings.
How does Richard Roe differ from John Doe?
Richard Roe is typically the second fictitious male party in a proceeding while John Doe is the first, though both function as generic stand-ins for unknown or protected identities.
410 U.S. 113 (1973)
Syllabus This is an action by a pregnant single woman (Roe) for a declaratory judgment and injunctive relief against the Texas abortion laws, which make it a crime to procure or attempt an abortion except on medical advice for the purpose of saving…