Also known as:general appearances · general appearance in court
Written by attorneys — see sources below.
An act by which a defendant participates in litigation without restricting the appearance to challenging jurisdiction. Such participation waives objections to personal jurisdiction and subjects the defendant to an in personam judgment.
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How its tested
Common Examples
6
Support Answer Waives Objection
Gregory Gates, a nonresident, was sued in State E for child support. Through counsel he filed an answer contesting only the amount of support owed. Months later he moved to dismiss for lack of personal jurisdiction. The court denied the motion because the merits answer constituted a general appearance that submitted Gates to jurisdiction.
Sequestration Forces Appearance
Gloria Green owned shares in a Delaware corporation. When sued there, her shares were sequestered to compel her appearance. She entered a general appearance to defend on the merits, thereby submitting herself to personal jurisdiction over the unrelated claim.
On May 22, 1974, appellee Heitner, a nonresident of Delaware who owned one share of stock in the Greyhound Corporation, filed a shareholder's derivative suit in the Court of Chancery for New Castle County, Delaware. The complaint named as defendants Greyhound Corporation, its wholly owned subsidiary Greyhound Lines, Inc., and twenty-eight present or former officers and directors of one or both corporations. Heitner alleged that the individual defendants had violated their fiduciary duties by causing the corporations to engage in activities that resulted in a private antitrust judgment of over thirteen million dollars and a criminal contempt fine of six hundred thousand dollars, both arising from events in Oregon. The individual defendants resided primarily in Arizona and conducted their business there.
Simultaneously with the complaint, Heitner filed a motion for sequestration of the Delaware property of the individual defendants pursuant to Del. Code Ann., Tit. 10, § 366. The Court of Chancery granted the motion the same day and appointed a sequestrator who seized approximately eighty-two thousand shares of Greyhound common stock belonging to nineteen defendants, along with options belonging to two others and certain debentures, warrants, and stock unit credits. The stock certificates were not physically present in Delaware, but Del. Code Ann., Tit. 8, § 169 deemed the situs of ownership of all stock in Delaware corporations to be in the state, allowing the sequestrator to place stop-transfer orders on the corporation's books. The value of the sequestered stock was approximately one point two million dollars.
All twenty-eight defendants received notice of the suit by certified mail to their last known addresses and by publication in a New Castle County newspaper. The twenty-one defendants whose property had been seized entered special appearances and moved to quash service of process and vacate the sequestration order. They argued that the ex parte sequestration procedure violated due process and that they lacked sufficient contacts with Delaware to sustain jurisdiction. The Court of Chancery rejected these arguments in a letter opinion, and the Delaware Supreme Court affirmed the judgment in Greyhound Corp. v. Heitner, 361 A. 2d 225 (1976).
The United States Supreme Court noted probable jurisdiction and heard argument on February 22, 1977. The individual defendants whose property was seized became the appellants before the Court. Greyhound Corporation and its subsidiary appeared in the action and moved to dismiss on the ground that the sequestration statute was unconstitutional. The sequestration order remained in effect pending resolution of the constitutional questions presented.
Grace Gupta filed a plea in a Virginia divorce action asserting it was special and limited to jurisdiction. She then participated in orders addressing the merits without further objection. The court treated her conduct as a general appearance that bound her to the resulting decree.
Davis v. Davis305 U.S. 32, 40 (1938)
In 1909 petitioner and respondent married and lived together in the District of Columbia until about the time he brought suit for limited divorce. They had a son and a daughter. On October 29, 1925, the supreme court of the District of Columbia granted petitioner a divorce a mensa et thoro on the ground of cruelty, awarded custody of the son to him and of the daughter to her, and directed him to pay $300 a month for support of wife and daughter.
Petitioner brought suit in the circuit court of Arlington County, Virginia, alleging that he was a resident of that State for the requisite time. On June 26, 1929, the circuit court entered a decree granting him an absolute divorce on the ground of desertion after finding that he had been a resident of Virginia for the requisite time and that respondent had willfully deserted him since February 24, 1925. Process was served personally on respondent in the District of Columbia. She filed a plea stating she appeared specially to challenge jurisdiction, alleging that neither party had been a resident of Virginia for a year before suit and that his residence was a fraud upon the court.
The Virginia court referred the cause to a commissioner in chancery who, after taking testimony pursuant to a stipulation of counsel limiting inquiry to the jurisdictional facts raised in the plea, reported that petitioner was a bona fide resident and the court had jurisdiction. Respondent filed exceptions reiterating the allegations of her plea. After a hearing the court overruled the exceptions, confirmed the report, found it had jurisdiction of the subject matter and parties, and granted respondent time to file an answer, which she did not do. The final Virginia decree granted petitioner absolute divorce, divested respondent of rights in his property, and required him to pay $150 per month for support of the daughter.
On December 30, 1929, petitioner applied to the District court to set aside or modify its 1925 decree on the basis of the Virginia decree. The application was denied and affirmed on appeal without any question as to the jurisdiction of the Virginia court being considered or decided. On April 16, 1935, petitioner filed another application citing the Virginia decree, the daughter's marriage, and diminution of his income. After a hearing at which respondent sought to introduce evidence that petitioner went to Virginia solely to obtain a divorce and never became a bona fide resident there, the trial court denied relief. The court of appeals held that the Virginia court did not have full jurisdiction and its decree was not entitled to full faith and credit, and remanded for further proceedings.
Guillermo Guzman was sued in Iowa and appeared to defend the action. After judgment he sought to relitigate jurisdiction in another state. The second court held that his earlier general appearance had already submitted him to the first court's authority.
Baldwin v. Iowa State Traveling Men’s Association283 U.S. 522, 51 S. Ct. 517, 75 L. Ed. 1244 (1931)
The petitioner, Baldwin, brought suit against the respondent, the Iowa State Traveling Men’s Association, an Iowa corporation, initially in a Missouri state court. The action was removed to the United States District Court for the Western District of Missouri. The respondent appeared specially and moved to quash the service of process, asserting that it had never been present in Missouri and that the person served was not its agent.
The Missouri District Court quashed the service but refused to dismiss. An alias summons was issued and returned served. The respondent again appeared specially, moved to set aside the service, quash the return, and dismiss the case for want of jurisdiction over its person.
After a hearing on affidavits and briefs, the motion was overruled, with leave to plead within thirty days.
No plea having been filed within that period, the cause proceeded and judgment was entered for the amount claimed. The respondent did not move to set aside the judgment nor sue out a writ of error. The petitioner then instituted the present action in the United States District Court for the Southern District of Iowa upon the record of the Missouri judgment.
The respondent defended on the ground that the Missouri court lacked jurisdiction over its person. After a hearing in which a jury was waived, the Iowa District Court sustained the defense and dismissed the action. The Circuit Court of Appeals affirmed. A writ of certiorari was granted to review the affirmance.
George Garcia was sued for libel in Alabama. He answered on the merits without preserving a jurisdictional objection. The court held that the answer operated as a general appearance, preventing any later claim that the forum lacked power over him.
New York Times v. Sullivan376 U.S. 254 (1964)
L. B. Sullivan is one of three elected Commissioners of the City of Montgomery, Alabama. He has duties including supervision of the Police Department. He brought this civil libel action against the New York Times Company and four individual petitioners who were Alabama clergymen. The suit sought $500,000 in damages based on a full-page advertisement entitled "Heed Their Rising Voices" that appeared in the New York Times on March 29, 1960. A jury in the Circuit Court of Montgomery County awarded Sullivan the full amount claimed against all petitioners. The Supreme Court of Alabama affirmed the judgment.
The advertisement was signed by the Committee to Defend Martin Luther King and the Struggle for Freedom in the South. It described widespread non-violent demonstrations by Southern Negro students and an unprecedented wave of terror against them. Two paragraphs formed the basis of the claim. One alleged that after students sang on the State Capitol steps their leaders were expelled, truckloads of police ringed the Alabama State College Campus, and the dining hall was padlocked to starve students into submission. The other stated that Southern violators had bombed Dr. King's home, assaulted him, arrested him seven times, and charged him with perjury. The text appeared over the names of 64 persons. It was endorsed by the individual petitioners among others.
Sullivan contended that the references to police referred to him in his supervisory capacity. Six Montgomery residents testified that they read the statements as referring to him. However, several statements were inaccurate. The students sang the National Anthem rather than "My Country, 'Tis of Thee." The expulsions were for a different incident. The dining hall was not padlocked. Dr. King had been arrested only four times. The bombings occurred before Sullivan's tenure with police efforts to apprehend the perpetrators.
The Times published the advertisement for approximately $4800. It acted upon an order from a New York advertising agency. The agency provided a letter from A. Philip Randolph certifying authorization. The Times made no efforts to confirm its accuracy against its own news files.
Sullivan served written demands for retraction on the petitioners pursuant to Alabama law. None of the individual petitioners responded as they had not authorized use of their names. The Times did not retract. It published a retraction only upon demand by Governor John Patterson after learning more facts. The Supreme Court granted certiorari to the separate petitions of the individual petitioners and the Times due to the importance of the constitutional issues involved.
Gino Giordano litigated title to land in Nebraska and lost. When the winner sought enforcement elsewhere, Giordano argued the first court lacked jurisdiction. The second court held that his general appearance in Nebraska had already submitted the jurisdictional question to that forum.
Durfee v. Duke375 U.S. 106, 111 (1963)
In 1956 the petitioners brought an action against the respondent in a Nebraska court to quiet title to bottom land situated on the Missouri River.
The main channel of that river forms the boundary between the States of Nebraska and Missouri. Whether the land was Nebraska land depended entirely upon a factual question whether a shift in the river's course had been caused by avulsion or accretion.
The respondent appeared in the Nebraska court and through counsel fully litigated the issues, explicitly contesting the court's jurisdiction over the subject matter of the controversy. After a hearing the court found the issues in favor of the petitioners and ordered that title to the land be quieted in them.
The respondent appealed, and the Supreme Court of Nebraska affirmed the judgment after a trial de novo on the record made in the lower court. The State Supreme Court specifically found that the rule of avulsion was applicable, that the land in question was in Nebraska, that the Nebraska courts therefore had jurisdiction of the subject matter of the litigation, and that title to the land was in the petitioners. The respondent did not petition this Court for a writ of certiorari to review that judgment.
Two months later the respondent filed a suit against the petitioners in a Missouri court to quiet title to the same land. Her complaint alleged that the land was in Missouri. The suit was removed to a Federal District Court by reason of diversity of citizenship.
The District Court after hearing evidence expressed the view that the land was in Missouri, but held that all the issues had been adjudicated and determined in the Nebraska litigation. The Court of Appeals reversed. It held that the District Court was not required to give full faith and credit to the Nebraska judgment. Normal res judicata principles were not applicable because the controversy involved land. A court in Missouri was therefore free to retry the question of the Nebraska court's jurisdiction over the subject matter. The Supreme Court granted certiorari to consider a question important to the administration of justice in the federal system.
How does a general appearance differ from a special appearance?
A general appearance occurs when a defendant participates without limiting the purpose to jurisdiction alone. A special appearance is made solely to contest jurisdiction and, if successful, avoids submitting the defendant to the court's power. Many modern rules allow both objections to be raised together without creating a general appearance.
Supporting sources
Does filing an answer on the merits create a general appearance under UIFSA?
Yes. Under UIFSA section 201(a)(2), a responsive document that addresses paternity or support without objecting to personal jurisdiction operates as a general appearance and consent. The objective effect of the filing controls, not the party's later-stated subjective intent.
Supporting sources
Can an unauthorized attorney create a general appearance that binds the client?
No. A general appearance entered by an attorney lacking authority does not by itself confer jurisdiction over the defendant. The appearance must be made by someone with actual or apparent authority.
Supporting sources
What happens to notice objections after a general appearance?
A general appearance waives any objection to the adequacy of notice that the defendant might otherwise have raised. Due process still requires a reasonable opportunity to be heard after the appearance.
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Does requesting a continuance constitute a general appearance?
Yes when the request is made without preserving a jurisdictional objection. Seeking affirmative relief or court assistance on the merits, even temporarily, submits the defendant to jurisdiction under the general-appearance doctrine.
Supporting sources
Court
order. If the defendant enters a
general appearance
, the sequestered property is routinely released, unless the plaintiff makes special application to continue its seizure, in which event the plaintiff has the burden of proof and…