Also known as:abuse of discretion · abuses its discretion · abusing its discretion · abuse of discretion standard
Written by attorneys · grounded in primary & secondary sources — see below
A standard of appellate review that permits reversal of a lower court's, trustee's, or agency's discretionary decision only when the ruling falls outside the range of permissible choices. The standard requires the reviewing court to determine whether the decision maker considered the proper factors, applied the correct legal principles, and reached a result supported by the record. Reversal follows when the decision rests on an erroneous view of the law, lacks any rational basis, or reflects a clear error of judgment.
Sources & Authorities· 3 primary sources
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Cases
Federal Rules
Uniform Acts
Casebooks
Study Supplements
How it applies
Common Examples
6
Expert Testimony Exclusion Reviewed
Austin Abbott sued Aether Technologies for patent infringement. Aether offered an expert who relied on an untested internal script and extrapolated laptop results to real-world conditions. The district court excluded the testimony after a Daubert hearing. On appeal the circuit court affirmed, holding that the exclusion did not constitute an abuse of discretion.
Self-Representation Request Denied
Adam Anderson requested to represent himself at trial after the court appointed counsel. The trial judge denied the request, finding Anderson lacked sufficient understanding of the proceedings. The appellate court reviewed the denial and concluded the trial court had not abused its discretion.
Faretta v. California422 U.S. 806 (1975)
Trial Stay Order Overturned
Andre Antoine sued Albert Allen, who moved to stay proceedings pending resolution of related claims. The district court granted an indefinite stay. The court of appeals held that the district court abused its discretion by imposing a stay that effectively denied timely adjudication.
William Jefferson Clinton v. Paula Corbin Jones520 U.S. 681, 117 S. Ct. 1636, 137 L. Ed. 2d 945 (1997)
Agency Rulemaking Remanded
Arcadia Retail challenged an EPA regulation that exempted certain emissions sources. The agency had declined to regulate on the ground that it lacked statutory authority. The Supreme Court held that the EPA abused its discretion by failing to consider whether the statute compelled regulation.
Massachusetts, et al. v. Environmental Protection Agency, et al.549 U.S. 497, 127 S. Ct. 1438, 167 L. Ed. 2d 248 (2007)
Expert Opinion Gap Analysis
Amelia Amari sued Apollo Energy after an industrial accident. Her expert linked the company's equipment to the injury based on limited data. The district court excluded the opinion for an analytical gap between data and conclusion. The appellate court affirmed, finding no abuse of discretion in the exclusion.
General Electric Co. v. Joiner522 U.S. 166 (1997)
Evidentiary Ruling on Reports
Alexandra Armstrong introduced cockpit voice recordings in a wrongful-death action against Anchor Bank. The district court admitted portions of the reports over objection. The court of appeals reviewed the admission and determined that the trial court had not abused its discretion.
Beech Aircraft Corp. v. Rainey499 U.S. 153 (1988)
Common questions
Frequently Asked
4
Does a trustee's failure to make distributions under a support standard automatically constitute an abuse of discretion?+
No. A trustee retains discretion even when the trust instrument supplies a support standard. The beneficiary or a qualifying support creditor may challenge the trustee's exercise only by showing that the trustee acted arbitrarily or failed to apply the standard in good faith. Ordinary commercial creditors cannot compel distributions on this basis.
Supporting sources
What must an appellate court find before reversing a district court's exclusion of expert testimony for abuse of discretion?
The appellate court must conclude that the district court applied an incorrect legal standard, failed to perform its gatekeeping function, or reached a decision unsupported by the record. Mere disagreement with the outcome does not establish an abuse of discretion.
Supporting sources
Can a judgment creditor force distributions from a discretionary trust by alleging trustee abuse of discretion?+
Generally no. The remedy for abuse of discretion belongs to the beneficiary or to narrowly defined family-support creditors. A commercial or tort judgment creditor lacks standing to compel distributions even when the trustee's conduct might constitute an abuse.
Supporting sources
How does the abuse-of-discretion standard apply to a district court's decision to admit or exclude evidence of subsequent remedial measures?+
The trial court must correctly identify a permissible non-negligence purpose such as proving control or feasibility and must issue a limiting instruction when appropriate. Reversal follows only if the ruling rests on an erroneous legal premise or reflects a clear error of judgment.
Supporting sources
abuse of discretion
appears. Carbone v. Warburton , 11 N. J. 418 (1953). In our view, the experience of the witness, as an automobile repairman and as an appraiser of damaged cars, was such as to preclude a…
in ordering the stay. 72 F. 3d 1354 (1996). We granted certiorari. 518 U. S. 1016 (1996). We begin by determining the scope of the question presented. The Court of Appeals held that "the…
. See Califano v. Yamasaki , 442 U. S. 682, 703 (1979). Indeed, the District Court's certification decision rests upon more than 300 findings of fact reached after five weeks of…
in concluding that Faretta had not made a knowing and intelligent waiver of his right to be represented by counsel," since "Faretta did not appear aware of the possible consequences of…
EvidenceRelevancy and reasons for excluding relevant evidence · Expert testimonyUBEIntermediate