An adverb indicating that a legal proposition applies in a simple, absolute, or unconditional manner.
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6
Expert Testimony Exclusion
Sylvia Santos offered an expert who linked chemical exposure to illness based on animal studies alone. The district court found too great an analytical gap between the data and the opinion. On appeal the circuit affirmed the exclusion simpliciter under the abuse of discretion standard.
Lawyer Advertising Claim
Stephen Shaw listed his CPA and CFP credentials in a firm brochure. The state bar sought discipline on the ground that the designations were inherently misleading. The court rejected the discipline simpliciter because the statements were truthful and verifiable.
Sarah Sullivan challenged an agency rule that added procedures beyond those in the governing statute. The court held that the agency could not impose the extra steps simpliciter because the statute already set the required process.
Vermont Yankee Nuclear Power Corp. v. Nat. Res. Def. Council, Inc.467 U.S. 837, 843, 104 S. Ct. 2778, 2781, 81 L. Ed. 2d 694 (1984)
In 1967 the Atomic Energy Commission granted Vermont Yankee a construction permit for a nuclear power plant in Vernon, Vermont, after the required adjudicatory hearing and reviews. Vermont Yankee later applied for an operating license; NRDC intervened and objected to exclusion of fuel-reprocessing and waste-disposal impacts from the hearing. In November 1972 the Commission opened a separate rulemaking proceeding on those fuel-cycle issues, noticed two alternative approaches based on its Environmental Survey, and conducted a February 1973 hearing at which more than forty participants submitted comments but no discovery or cross-examination occurred. In April 1974 the Commission adopted a rule assigning numerical values to fuel-cycle impacts and applied it prospectively.
In January 1969 Consumers Power applied for permits to build two nuclear reactors in Midland, Michigan. After staff and ACRS review, Saginaw and Mapleton intervened and raised 119 environmental contentions, including seventeen on energy conservation. The Licensing Board held hearings on radiological issues, the staff issued a final environmental impact statement in March 1972, and further hearings occurred in May and June 1972; Saginaw declined to participate in the later hearings or submit proposed findings. The Licensing Board granted the construction permit, the Appeal Board affirmed, and the Commission declined further review. In November 1973 the Commission ruled in another case that energy-conservation evidence meeting threshold tests could be considered, but it later refused Saginaw's motion to reopen the Consumers Power record.
NRDC appealed the Vermont Yankee license and rule to the D.C. Circuit; Saginaw and others appealed the Consumers Power permit. In 1976 the Court of Appeals remanded both matters, holding the fuel-cycle rulemaking procedures inadequate, the Consumers Power environmental impact statement defective for omitting energy conservation, and the ACRS report insufficiently explained. The Supreme Court granted certiorari in 1977.
The Commission is the successor agency to the Atomic Energy Commission under the Energy Reorganization Act of 1974. All licensing proceedings followed the two-stage process of construction permit followed by operating license under the Atomic Energy Act of 1954, with NEPA environmental reviews added after 1969.
Stonehaven Properties argued that its single sale into the forum created jurisdiction. The court rejected that claim simpliciter because one contact did not satisfy the minimum contacts test.
International Shoe Co. v. Washington326 U.S. 310, 316 (1945)
International Shoe Co. is a Delaware corporation with its principal place of business in St. Louis, Missouri. The company manufactured and sold shoes and other footwear. During the years 1937 to 1940 the company employed eleven to thirteen salesmen who resided in Washington and whose principal activities were confined to that state. These salesmen were compensated by commissions totaling more than $31,000 each year.
The salesmen displayed samples to prospective purchasers. On occasion they rented permanent sample rooms in business buildings or rented rooms in hotels or business buildings temporarily for that purpose. The cost of such rentals was reimbursed by the company. The authority of the salesmen is limited to exhibiting their samples and soliciting orders from prospective buyers, at prices and on terms fixed by appellant. The salesmen transmit the orders to appellant's office in St. Louis for acceptance or rejection. When accepted the merchandise for filling the orders is shipped f. o. b. from points outside Washington to the purchasers within the state.
Washington state maintained a comprehensive unemployment compensation scheme. The costs of the scheme are defrayed by contributions required to be made by employers to a state unemployment compensation fund. The contributions are a specified percentage of the wages payable annually by each employer for his employees' services in the state. The assessment and collection of the contributions and the fund are administered by appellees.
For the years in question notice of assessment for delinquent contributions was personally served upon a sales solicitor employed by appellant in the State of Washington. A copy of the notice was mailed by registered mail to appellant at its address in St. Louis, Missouri. Appellant appeared specially before the office of unemployment and moved to set aside the order and notice of assessment on the ground that the service upon appellant's salesman was not proper service upon appellant. Appellant also asserted that it was not doing business within the state and that it is not an employer and does not furnish employment within the meaning of the statute.
The motion was heard on evidence and a stipulation of facts by the appeal tribunal which denied the motion and ruled that appellee Commissioner was entitled to recover the unpaid contributions. That action was affirmed by the Commissioner. Both the Superior Court and the Supreme Court affirmed. The company appealed to the United States Supreme Court under section 237(a) of the Judicial Code. The facts found by the appeal tribunal and accepted by the state courts showed that the company had no office in Washington and makes no contracts either for sale or purchase of merchandise there. It maintains no stock of merchandise in that state and makes there no deliveries of goods in intrastate commerce. All the merchandise shipped into Washington is invoiced at the place of shipment from which collections are made. No salesman has authority to enter into contracts or to make collections.
Simone Sanders proffered expert testimony resting on unpublished, non-peer-reviewed data. The trial court excluded the testimony simpliciter after finding the methodology unreliable under the gatekeeping standard.
Daubert v. Merrell Dow Pharmaceuticals, Inc.509 U.S. 579, 592 (1993)
Two minors brought suit against Merrell Dow Pharmaceuticals, claiming they suffered limb reduction birth defects because their mothers had taken Bendectin, a drug prescribed for morning sickness to about 17.5 million pregnant women in the United States between 1957 and 1982.
Limb reduction defects occur in fewer than one birth out of every 1000. Scientists do not know the mechanism by which any teratogen causes such defects. The plaintiffs offered testimony from three groups of experts. One group proposed to testify to a statistical link between Bendectin ingestion during pregnancy and limb reduction defects based on reanalyses of published studies that had reported no such association. A second group proposed to testify that Bendectin causes limb reduction defects in humans because it causes such defects in laboratory animals. A third group proposed to testify based on the similarity of Bendectin's chemical structure to other drugs suspected of causing birth defects.
The district court granted summary judgment to Merrell Dow after excluding the plaintiffs' expert testimony. The Ninth Circuit affirmed that decision. The Supreme Court granted certiorari, reversed, and remanded for consideration under Federal Rule of Evidence 702.
On remand, the Ninth Circuit examined the affidavits and prior trial testimony of the plaintiffs' experts. None of the experts had studied the effect of Bendectin on limb reduction defects before being hired to testify in this or related cases. None had published his work on Bendectin in a scientific journal. The only review their work had received was by judges and juries.
Plaintiffs' epidemiological experts made vague assertions of a statistically significant relationship between Bendectin and birth defects but did not state that the relative risk exceeded two. With the exception of Dr. Palmer, the remaining experts were willing to testify only that Bendectin is capable of causing birth defects. Dr. Palmer alone was willing to testify that Bendectin did cause the limb defects in each of the children, based on his review of the plaintiffs' medical records and his conclusion that Bendectin is a teratogen.
The prosecution relied on circumstantial evidence alone to prove the element of intent. The court instructed the jury that the element must be proved simpliciter beyond a reasonable doubt and not by a lesser standard.
In re Winship397 U.S. 358, 364, 90 S.Ct. 1068, 1073, 25 L.Ed.2d 368 (1970)
During a 1967 adjudicatory hearing conducted pursuant to section 742 of the New York Family Court Act, a judge in New York Family Court found that the twelve-year-old appellant had entered a locker and stolen one hundred twelve dollars from a woman's pocketbook. The petition which charged appellant with delinquency alleged that his act, if done by an adult, would constitute the crime or crimes of larceny. The judge acknowledged that the proof might not establish guilt beyond a reasonable doubt but relied on section 744(b) of the New York Family Court Act, which provides that any determination at the conclusion of an adjudicatory hearing that a juvenile did an act or acts must be based on a preponderance of the evidence.
After a subsequent dispositional hearing, appellant was ordered placed in a training school for an initial period of eighteen months, subject to annual extensions of his commitment until his eighteenth birthday, six years in appellant's case. The Appellate Division of the New York Supreme Court, First Judicial Department, affirmed without opinion. The New York Court of Appeals then affirmed by a four-to-three vote, expressly sustaining the constitutionality of section 744(b). The Supreme Court noted probable jurisdiction.
When is the adverb simpliciter used in a judicial opinion?
It signals that a proposition is being applied in an absolute or unqualified way without additional conditions or qualifications.
Does simpliciter ever carry a different meaning in older case law?
No. The term consistently denotes a simple or absolute application of a legal rule.
410 U.S. 113 (1973)
…usual rule in federal cases is that an actual controversy must exist at stages of appellate or certiorari review, and not simply at the date the action is initiated. United States v. Munsingwear, Inc. , 340 U. S. 36 (1950); Golden v. Zwickler, supra ; SEC v. Medical Committee for Human Rights , 404 U. S. 403…