An adverbial phrase meaning one after another or in succession.
See Our Sources· 2 primary sources
Cases
Uniform Acts
Restatements
How its tested
Common Examples
6
Successive State Prosecutions
Stephen Shaw diverted drug samples from warehouses in two states. State A convicted him first under its conspiracy laws. State B then brought its own charges for the identical conduct under separate statutes. The second prosecution proceeded seriatim because each state functions as an independent sovereign.
Foreign Judgment Enforcement
Simon Stern obtained a French judgment against a U.S. debtor. The American court examined the foreign judgment's validity and effect seriatim. It rejected each special ground for nonrecognition in turn before denying conclusive effect on comity grounds.
In 1873 and 1874, Henry Hilton and William Libbey, citizens of New York doing business as Hilton & Libbey, shipped large quantities of merchandise from New York to John F. Guyot and his partners, citizens of France doing business as Charles Graux & Co. in Paris. The agreement provided that the defendants would sell the goods on commission in France, collect the proceeds, and remit them to the plaintiffs.
Disputes arose over the quality and quantity of the goods shipped and over the accounts between the parties. The plaintiffs demanded an accounting and payment of the balance allegedly due.
On April 5, 1883, the plaintiffs obtained a judgment against the defendants for $197,300 in the Supreme Court of the State of New York following a jury trial. The defendants appeared by attorneys and raised defenses including breach of contract by the plaintiffs. The New York judgment was affirmed by the New York Court of Appeals. A writ of error from the United States Supreme Court was dismissed for lack of jurisdiction.
On December 18, 1883, the plaintiffs commenced the present action at law in the United States Circuit Court for the Southern District of New York to recover the amount of the New York judgment plus interest. They alleged that the judgment remained in full force and unpaid. The defendants were residents and citizens of France, and had a place of business in the city of Paris. The plaintiffs were residents and citizens of the State of New York, and had a place of business in the city of New York. They answered by denying the allegations. They asserted that the New York court lacked jurisdiction over them or the subject matter. They further asserted that the proceedings did not conform to French law or natural justice, that the judgment was procured by fraud and false swearing, that French courts would not enforce similar United States judgments, and that the amount exceeded what was justly due.
The defendants also interposed a counterclaim for $100,000 in damages arising from the plaintiffs' alleged breach of the 1873-1874 shipping contract by delivering inferior goods in insufficient quantities. The plaintiffs replied that the matters in the counterclaim had already been adjudicated in the New York action. The circuit court tried the case before a jury, which returned a verdict for the plaintiffs in the amount of the New York judgment together with interest. The defendants' motion for a new trial was denied. The defendants then sued out a writ of error to the United States Supreme Court.
Sofia Stern challenged a joint resolution delegating power to the President. The Court declined to address the several constitutional clauses seriatim. It instead summarized that precedent and principle supported the broad discretion granted.
United States v. Curtiss-Wright Export Corp.299 U.S. 304 (1936)
An indictment was returned on January 27, 1936. The first count charged that appellees conspired beginning May 29, 1934, to sell fifteen machine guns in the United States to Bolivia, a country then engaged in armed conflict in the Chaco. The sales allegedly violated the Joint Resolution of Congress approved May 28, 1934, and the presidential proclamation issued the same day.
The Joint Resolution stated that if the President found the prohibition of arms sales might contribute to peace and if he consulted with other American Republics and secured their cooperation, he could proclaim the prohibition effective. It then became unlawful to sell arms to the countries in the Chaco conflict.
President Roosevelt issued the proclamation on May 28, 1934. He declared that he had made the required findings and that the prohibition applied to Bolivia and Paraguay.
On November 14, 1935, the President revoked the proclamation. The revocation stated that the prohibition was no longer necessary but expressly preserved all penalties, forfeitures, and liabilities already incurred.
Appellees demurred to the indictment. They argued that the joint resolution effected an invalid delegation of legislative power, that the President had failed to find essential jurisdictional facts, and that the revocation ended any liability.
The district court sustained the demurrers on the delegation ground but overruled them on the other two grounds. The government appealed directly to the Supreme Court under the Criminal Appeals Act.
Sean Steele represented claimants against an asbestos manufacturer with insufficient assets. The Court compared the proposed class settlement to seriatim litigation outcomes. It required equitable treatment among claimants to match what individual suits would have produced.
Ortiz v. Fibreboard Corp.527 U.S. 815, 842 (1999)
Fibreboard Corporation, primarily a timber company, manufactured asbestos-containing products for high-temperature industrial applications from the 1920s through 1971.
Beginning in the 1970s and accelerating through the 1980s and 1990s, Fibreboard faced thousands of personal injury claims each year from asbestos exposure. From May 1957 through March 1959, Continental Casualty Company issued Fibreboard a comprehensive general liability policy with per-occurrence and per-claim limits but no aggregate limit. Pacific Indemnity Company issued a similar policy for 1956-1957. Fibreboard initiated coverage litigation against both insurers in California state court in 1979.
In 1990 the California trial court held the insurers responsible for indemnification of claims involving exposure before their policies expired and required them to pay full defense costs. Fibreboard began structured settlements in 1988, initially paying 40 percent up front with the balance contingent on coverage victory, then shifting in 1991 to full assignments of coverage rights. By December 1992 Fibreboard had deferred settlement obligations exceeding $1.2 billion, all contingent on prevailing in the coverage dispute.
After the insurers lost at trial in early 1993, they joined global settlement negotiations conditioned on achieving "total peace" through a mandatory class action. Negotiators reached the Global Settlement Agreement shortly before midnight on August 27, 1993, providing $1.525 billion from the insurers and $10 million from Fibreboard to fund a trust for class claims. The Trilateral Settlement Agreement, executed the same night as a backup, committed the insurers to supply up to $2 billion if the global settlement failed.
On September 9, 1993, named plaintiffs filed suit in the Eastern District of Texas seeking certification of a mandatory class under Rule 23(b)(1)(B) that included persons exposed to Fibreboard asbestos who had not sued or settled before August 27, 1993, persons who had dismissed claims without prejudice, and their relatives, but that excluded pending claimants and those who had settled while retaining malignancy rights. After Continental and Pacific had obtained leave to intervene as party-defendants, the District Court provisionally granted class certification, enjoined commencement of further separate litigation against Fibreboard by class members, and appointed a guardian ad litem to review the fairness of the settlement to the class members. After an 8-day fairness hearing, the District Court certified the class and approved the settlement as fair, adequate, and reasonable under Rule 23(e). The Fifth Circuit affirmed. After this Court vacated and remanded in light of Amchem Products, Inc. v. Windsor, the Fifth Circuit reinstated its affirmance in a per curiam opinion. The Supreme Court granted certiorari.
Simone Sanders alleged age discrimination after termination. The Court applied the McDonnell Douglas framework seriatim. It first required the plaintiff to establish a prima facie case before shifting the burden to the employer.
Reeves v. Sanderson Plumbing Products, Inc.530 U.S. 133, 150–51 (2000)
Roger Reeves worked for Sanderson Plumbing Products, Inc. for forty years until his discharge in October 1995 at the age of fifty-seven.
He supervised the regular line in the Hinge Room, where Joe Oswalt supervised the special line and Russell Caldwell managed the department.
Reeves's duties included recording employee attendance and hours and reviewing weekly attendance reports.
In the summer of 1995, after being told that production was down due to employee absences and tardiness, manufacturing director Powe Chesnut ordered an audit of the Hinge Room timesheets for July, August, and September.
The audit uncovered numerous timekeeping errors and misrepresentations by Caldwell, Reeves, and Oswalt.
Chesnut, along with vice presidents Dana Jester and Tom Whitaker, recommended to company president Sandra Sanderson that Reeves and Caldwell be fired, and Sanderson discharged both in October 1995.
Reeves filed suit in June 1996 in the United States District Court for the Northern District of Mississippi, alleging that his termination violated the Age Discrimination in Employment Act.
At trial, Sanderson contended that Reeves was fired for failing to maintain accurate attendance records, while Reeves introduced evidence that his records were accurate and that Chesnut had shown age-based animus toward him.
The jury found in Reeves's favor, awarding thirty-five thousand dollars in compensatory damages and determining that the discrimination was willful, resulting in a seventy-thousand-dollar judgment plus an award of front pay.
The Court of Appeals for the Fifth Circuit reversed the judgment, concluding that Reeves had not presented sufficient evidence that his age motivated the employment decision even though he may have shown the company's explanation was pretextual.
The court considered factors such as the context of Chesnut's comments, the ages of other decisionmakers, and the fact that multiple supervisors were accused of recordkeeping issues.
The Supreme Court granted certiorari to address the evidentiary requirements in such discrimination cases.
Sydney Santos challenged a state obscenity statute after a federal court had dismissed a similar claim. The Supreme Court considered the jurisdictional issues seriatim. It held that the lower court's dismissal bound the state court under stare decisis principles.
Hicks v. Miranda95 S.Ct. 2281, 2289, 422 U.S. 332, 344–345, 45 L.Ed.2d 223
In November 1973, Buena Park police officers seized four copies of the film "Deep Throat" from the Pussycat Theatre under four separate search warrants issued on November 23 and 24. On November 26, an eight-count criminal misdemeanor complaint was filed in Orange County Municipal Court against two theater employees, and the Superior Court of Orange County issued an order to show cause why the film should not be declared obscene. The theater owners appeared on November 26, objected on state-law grounds, purported to reserve federal questions, and declined further participation; the next day the Superior Court viewed the film, took evidence, declared it obscene, and ordered all copies seized from the theater.
On November 29, 1973, the theater owners Vincent Miranda, doing business as Pussycat Theater, and Walnut Properties, Inc., filed this action in federal district court against four Buena Park police officers, the Orange County District Attorney, and the Assistant District Attorney. The complaint sought a declaration that the California obscenity statute was unconstitutional and an injunction ordering return of the seized films. A single district judge denied a temporary restraining order, and a three-judge court was designated on January 8, 1974; service of the complaint was completed on January 14.
On January 15, 1974, the Municipal Court complaint was amended to name the theater owners as additional defendants and to add four conspiracy counts. The three-judge court issued its judgment on June 4, 1974, declaring the obscenity statute unconstitutional and ordering return of the films. Appellants informed the court of the Supreme Court's dismissal of Miller II and of the Superior Court Appellate Department's reversal of an earlier suppression order in the criminal case. On September 30 the three-judge court denied rehearing, reaffirmed its rulings, and amended the injunction to require appellants to petition the Municipal Court for return of three of the four prints.
Appellants appealed to the Supreme Court from both the June 4 judgment and the September 30 amended judgment; the Court postponed further consideration of its jurisdiction to the merits.
What does discussing issues seriatim require in a judicial opinion?
It requires the court to address each argument or issue one after another in sequence rather than in combined fashion.
How does the separate sovereigns doctrine interact with seriatim prosecutions?
Different states may prosecute the same conduct successively because each acts as an independent sovereign enforcing its own laws.
Does seriatim consideration apply to foreign judgments?
Yes. Courts examine each ground for nonrecognition one by one before deciding whether comity requires enforcement.
…than we think it does, we should not feel at liberty at this late day to disturb. We deem it unnecessary to consider,
seriatim
, the several clauses which are said to evidence the unconstitutionality of the Joint Resolution as involving an unlawful delegation of legislative power. It is enough to summarize by…