Written by attorneys · grounded in primary & secondary sources — see below
A judge's voluntary or compelled withdrawal from a case due to actual or apparent bias or conflict of interest. The withdrawal prevents participation when impartiality might reasonably be questioned under objective standards.
Sources & Authorities· 32 primary sources
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How it applies
Common Examples
6
Client Waiver of Firm Disqualification
A federal judge learns midway through trial that his spouse owns stock in the defendant corporation. The judge discloses the interest on the record under 28 U.S.C. § 455(e) and asks the parties to consider waiver. After full disclosure the parties agree without the judge present that the judge may continue. The agreement is placed on the record.
Erroneous Disqualification of Counsel
A federal judge issues judgment after learning post-trial that he had served as university trustee while the university negotiated a major deal with the prevailing party. The court of appeals vacates the judgment because the objective standard of 28 U.S.C. § 455(a) was violated even without actual knowledge at the time of decision.
Government Lawyer Disqualification Governed by Separate Rule
A judge subject to disqualification under Rule 2.11 discloses the basis on the record and asks the parties to consider waiver outside the judge's presence. The parties agree the judge should not be disqualified. The agreement is incorporated into the record and the judge continues.
Screening Former SEC Lawyer
A party's extraordinary financial support for the judge's recent election campaign creates a serious risk of actual bias. Due process requires the judge to recuse even without proof of subjective bias because a realistic appraisal shows an unconstitutional probability of bias.
Judge's Post-Hoc Discovery of Conflict
A federal judge issues a judgment in a contract dispute. Months later the losing party discovers that the judge had served as a university trustee while the university negotiated a major deal with the prevailing party. The court of appeals vacates the judgment because the objective standard of 28 U.S.C. § 455(a) was violated even without actual knowledge at the time of decision.
Campaign Manager as Counsel
Ruby Rivera sues her former employer. The defendant's lead counsel served as campaign treasurer for the assigned state judge's most recent election. Rivera moves to disqualify the judge. The court grants the motion because the close political relationship creates an appearance of partiality that requires automatic recusal.
Common questions
Frequently Asked
6
When may a client waive a lawyer's imputed disqualification under Rule 1.10?+
A judge subject to disqualification under Rule 2.11 (other than for bias) may disclose the basis on the record and ask the parties to consider waiver outside the judge's presence. If the parties agree without the judge participating, the judge may continue and the agreement is placed on the record.
What is the remedy when a trial court erroneously disqualifies a defendant's chosen retained counsel?+
Erroneous deprivation of chosen counsel is structural error requiring automatic reversal without any showing of prejudice, but the question of judicial recusal itself is governed by the objective standard of 28 U.S.C. § 455(a).
Which rule governs disqualification of a firm that employs a former government lawyer?
+
Rule 2.11 governs judicial disqualification. A judge must recuse when impartiality might reasonably be questioned. Waiver is permitted only for grounds arising under subsection (a) after full disclosure.
May a firm continue representing a client after a former SEC supervisor joins the firm?+
A judge who discovers a disqualifying financial interest after a decision must promptly divest. If divestiture occurs before further involvement and the interest is de minimis, recusal may not be required, but recusal remains necessary if impartiality could still reasonably be questioned.
Does a judge's lack of actual knowledge at the time of decision prevent vacatur under 28 U.S.C. § 455(a)?+
No. The statute imposes an objective standard. Post-decision discovery of a disqualifying interest can still require vacatur when the violation is neither harmless nor trivial.
Does service as a judge's campaign treasurer require automatic disqualification when the treasurer later appears as counsel?+
Yes. The relationship is sufficiently close and politically significant that a reasonable person would question the judge's impartiality, triggering automatic recusal.
, I would distinguish quite sharply between a public statement made prior to nomination for the bench, on the one hand, and a public statement made by a nominee to the bench." (Emphasis…
from jury service on racial grounds, 18 U. S. C. § 243, entitled the petitioner to challenge the exclusion of blacks from the grand jury that indicted him. 407 U. S., at 507. Chief Justice…
of disproportionate numbers of blacks as in cases involving cut-offs") (citation omitted); Contreras v. Los Angeles , 656 F. 2d 1267, 1273-1274 (CA9 1981) (probative value of statistics…
of Judge Ferguson, made this ruling. His conclusion was that appellees had "failed totally to make that showing of irreparable damage, lack of an adequate legal remedy and likelihood of…
Civil ProcedureVerdicts and judgments · Defaults and dismissalsUBEIntermediate