Also known as:nolo contendere · nolo contendere plea · no contest plea · no contest · nolo plea
Written by attorneys · grounded in primary & secondary sources — see below
A form of plea in criminal proceedings by which the defendant neither admits nor denies the charges but submits to conviction and punishment. The court must consent after weighing the parties' views and the public interest in the effective administration of justice. The plea produces the same sentencing consequences as a guilty plea yet does not constitute an admission usable against the defendant in later civil or criminal proceedings.
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Cases
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How it applies
Common Examples
6
Civil Suit After Nolo Plea
Patricia Patel faces federal fraud charges and enters a nolo contendere plea with court consent. In a later civil enforcement action by regulators, the government attempts to introduce the plea as proof of her conduct. The court excludes the evidence because the nolo plea supplies no factual admission that can be used against her.
Aggregate Plea Package for Multiple Clients
Sophie represents five protestors charged with misdemeanors and receives a package offer requiring every client to plead guilty or nolo contendere or the deal collapses. She gathers the clients in a holding cell, explains the all-or-nothing structure, and obtains signed consent forms. Preston later challenges the arrangement because the rushed group process failed to disclose how his unique immigration risks interacted with the others' decisions.
Transfer for Nolo Plea
Captain Lars Jensen is indicted in New York and arrested in Puerto Rico. He files a written statement in Puerto Rico requesting to plead nolo contendere and waiving trial in New York. The New York prosecutor sends written approval, but the Puerto Rico prosecutor gives only an oral assurance. The court denies transfer because both United States attorneys must supply written consent before the case can move.
Conviction Judgment Offered in Civil Case
An adviser enters a nolo contendere plea to securities fraud. In a subsequent civil suit by investors, the plaintiffs offer the resulting conviction to prove the underlying misrepresentations. The court excludes the judgment because a nolo contendere plea does not qualify as a conviction usable to establish essential facts under the hearsay exception.
Voluntary Nolo Plea After Advice
Brady faces a capital charge and, after consulting counsel, elects to enter a nolo contendere plea to avoid the death penalty. He later claims the plea was involuntary because of the sentencing risk. The court upholds the plea because the record shows it was knowing and voluntary when made.
Brady v. United States397 U.S. 742 (1970)
Waiver of Plea Statement Protections
Mezzanatto enters plea discussions and agrees that any statements made during negotiations may be used for impeachment. After the talks fail he stands trial and the government offers his earlier statements. The court admits the statements because the defendant may waive the usual exclusionary protection for plea discussions.
United States v. Mezzanatto513 U.S. 196 (1995)
Common questions
Frequently Asked
4
What plea options exist at arraignment in federal court?+
A defendant may enter a plea of not guilty, guilty, or nolo contendere with the court's consent. If the defendant refuses to plead, the court enters a not guilty plea on the defendant's behalf. The nolo contendere option requires the judge to consider the public interest before acceptance.
When may a nolo contendere plea be used against the defendant in later proceedings?+
Evidence of the nolo contendere plea itself is inadmissible against the defendant in subsequent civil or criminal cases. A resulting conviction also cannot be offered under the hearsay exception for judgments of conviction because the rule excludes nolo pleas from that exception.
What must a lawyer disclose before clients enter an aggregate nolo contendere arrangement?
+
The lawyer must obtain informed consent in a signed writing from each client after disclosing the existence and nature of all pleas involved and the participation of every person. The disclosure must explain how one client's decision affects the others under the aggregate deal.
May a corporation indemnify a director after a nolo contendere plea in a derivative suit?+
Termination of a proceeding by a nolo contendere plea is not itself determinative that the director failed to meet the standard of conduct. Indemnification remains unavailable for liability in a derivative action unless the director satisfies the good-faith and reasonable-belief requirements and the court orders payment of expenses.
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s: Provided, however, that only such evidence in aggravation as the State has made known to the defendant prior to his trial…
d not guilty, guilty or, with the consent of the court,
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. The court may refuse to accept a
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s of guilty or
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. Annual Report of the Director, Administrative Office of the United States Courts, Judicial Business of the United States Courts 278 (1992) (Table D-7). During that same period, about…
of guilty (but not upon a
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), adjudging a person guilty of a crime punishable by death or imprisonment in excess of one year, to prove any fact essential to sustain the judgment, but not including, when offered by the…
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