/im-PEECH-ment by EV-i-dens of a KRIM-i-nl kun-VIK-shun/·doctrine
Also known as:impeachment by criminal conviction · impeachment with prior conviction · impeachment via conviction · FRE 609 · Rule 609 · prior conviction impeachment
Written by attorneys · grounded in primary & secondary sources — see below
An evidentiary technique permitting introduction of a witness's prior criminal conviction to attack the witness's character for truthfulness. The conviction must involve a crime punishable by more than one year of imprisonment or one requiring proof of a dishonest act or false statement. Admissibility turns on case type, the witness's status, the conviction's age, and a balancing of probative value against unfair prejudice.
Sources & Authorities· 1 primary source
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Federal Rules
Study Supplements
How it applies
Common Examples
6
Cross-Examination Inquiry Barred
Ines Ibarra testifies for the defense in a civil contract dispute. Opposing counsel seeks to introduce a third-party witness's testimony describing Ines's prior uncharged false statement on a loan application. The court bars the extrinsic proof because the conduct did not result in a criminal conviction under Rule 609.
Defendant's Direct Admission Waives Appeal
Idris Ives faces federal drug charges. The district court rules in limine that his prior felony conviction may be used for impeachment. Ives takes the stand and admits the conviction on direct examination. He cannot later challenge the in limine ruling on appeal.
Ohler v. United States529 U.S. 753 (2000)
In Limine Ruling Unreviewable Without Testimony
Ingrid Innes moves in limine to exclude her prior conviction before deciding whether to testify in her criminal trial. The district court denies the motion. Because Innes ultimately declines to take the stand, the appellate court refuses to review the in limine decision.
Luce v. United States469 U.S. 38 (1984)
Third-Party Impeachment Attempt Rejected
Iris Irons testifies that a defense witness is reliable. On cross-examination, counsel tries to elicit the witness's knowledge of the defense witness's prior conviction. The court sustains the objection because Rule 609 impeachment must target the witness being impeached, not a third party.
United States v. Anderson452 F.3d 66, 76 (1st Cir. 2006)
Gang Membership Shows Bias
Ivy Ibarra testifies for the prosecution. Defense counsel seeks to show that she and the defendant belong to the same prison gang whose members are expected to lie for one another. The court permits the inquiry because the evidence demonstrates bias rather than general character.
United States v. Abel469 U.S. 45 (1984)
Conviction Used to Impeach Credibility
Ira Irving testifies in a civil case. Opposing counsel offers his prior felony conviction for a crime involving dishonesty. The court admits the conviction after balancing its probative value on truthfulness against any risk of unfair prejudice.
State v. Williams4 Wash.App. 908, 484 P.2d 1167
Common questions
Frequently Asked
5
When is a felony conviction automatically admissible to impeach a non-defendant witness in a civil case?+
A felony conviction is admissible to attack a non-defendant witness's character for truthfulness in a civil case unless its probative value is substantially outweighed by the danger of unfair prejudice under Rule 403. The conviction need not involve dishonesty to qualify.
Supporting sources
How does Rule 609 treat a conviction for a crime involving a dishonest act or false statement?+
Such a conviction is admissible regardless of the authorized punishment. It must be admitted to impeach any witness because the elements require proof of dishonesty, making the conviction highly probative of truthfulness.
What standard applies when a criminal defendant testifies and faces impeachment with a prior felony conviction?+
The conviction is admissible only if the probative value of the evidence outweighs its prejudicial effect to the defendant. This reverses the ordinary balancing test and places a heavier burden on the proponent.
Supporting sources
When is evidence of a prior conviction barred because the conviction was vacated or pardoned?+
A conviction is inadmissible if it was the subject of a pardon, annulment, or certificate of rehabilitation based on a finding of rehabilitation or innocence, provided the witness has no later qualifying conviction. The later-crime exception restores admissibility when a subsequent felony occurs.
Supporting sources
What notice and balancing requirements govern use of a conviction more than ten years old?+
The proponent must give reasonable written notice of intent to use the conviction and show that its probative value, supported by specific facts, substantially outweighs its prejudicial effect. Mere disclosure without stating the impeachment purpose fails the notice requirement.
Supporting sources
Rule 609
(a)(1), which directs the court to weigh the probative value of a
prior
conviction
against the prejudicial effect to the defendant. To perform this balancing, the court must know the precise…
information, and it's for cross-examination of the witness [i.e., Besore]. Prosecutor: Your Honor,
Rule 609
is one of the
rule
s which you use to impeach a witness, but you have…
both as character
evidence
under Federal
Rule
of
Evidence
404(b) and as
impeachment
evidence
under
Rule 609
(a)(1). The District Court denied the motion to admit the
conviction
as character
evidence
but reserved ruling on whether it could be used for
impeachment
. On the first day of trial, the…
EvidencePresentation of evidence · Impeachment, contradiction, and rehabilitationUBEIntermediate