The introductory section of a pleading that identifies the court, the parties, the docket number, and the nature of the document.
Each sense below has its own examples, sources, and questions.
3
Control Over Tools in Backpack
Christine Castro reached into an open bin at a construction site and placed five marked power tools inside her zipped backpack. She lifted the backpack and carried it thirty feet across the gravel lot before a supervisor stopped her. Because she had secured the tools inside the closed backpack and begun moving them, she obtained the control required for caption.
Dropped Item Never Located
Craig Caldwell struck Catherine Carter's hand during an attempted theft, causing her to drop a wallet on the ground in darkness. Caldwell searched but could not locate the wallet. No caption occurred because he never obtained control over the property.
Moving Property Without Control
Chloe Chen pushed a box of merchandise a few feet across a store floor during a scuffle but never picked it up or secured it. Because she did not gain dominion over the box, the taking element of caption remained unsatisfied.
Frequently Asked2
What must a defendant do to satisfy the caption element in common law larceny?+
The defendant must actually obtain control over the property. Merely striking an item from the owner's hand or moving property without securing dominion does not suffice.
Supporting sources
Can caption be satisfied when property is taken through an innocent agent?+
Yes. A taking occurs even if the defendant acquires control through the act of an innocent agent acting under the defendant's direction.
Supporting sources
Examples3
Incomplete Party Names in Caption
Carlos Castillo filed a complaint in federal district court against Cypress Technologies and its manager but listed the manager only as John Doe in the title. The body of the complaint later described the manager in detail. The caption failed to name all parties as required, so the court directed amendment of the pleading.
Motion Caption Requirements
Claire Campbell filed a motion that omitted the court's name and file number from its caption. The opposing party objected that the document did not comply with form requirements applicable to motions. The court struck the motion for failure to include a proper caption.
Eminent Domain Complaint Caption
Cedar Creek Farms filed a condemnation complaint that named the property only by kind and location without identifying any owner in the caption. The rule requires the caption to follow Rule 10(a) while also naming at least one owner. The court ordered the plaintiff to correct the caption.
Frequently Asked2
Does Rule 10(a) require every party to be named in the caption of a complaint?+
Yes. The title of the complaint must name all parties. References in the body of the pleading cannot cure a defective caption.
Supporting sources
What information must appear in the caption of a pleading under the Federal Rules?+
The caption must include the court's name, a title, a file number, and a Rule 7(a) designation. The title of the complaint must name all parties.
Supporting sources
468 U.S. 897 (1984)Criminal Procedure
…plainly indicate that it was not intended to authorize a search for controlled substances. On the cover of the warrant the caption "Controlled Substances" had been crossed out, and an "addendum" to the warrant authorized a search for and seizure of a rifle and ammunition, indicating that the warrant was not limited to…