Also known as:legally adequate provocations · adequate provocation · sufficient provocation
Written by attorneys — see sources below.
A category of conduct or event that at common law is sufficient to arouse sudden and intense passion in the mind of an ordinary person. The provocation must actually provoke the defendant, leave no reasonable time for cooling off, and in fact prevent cooling off before the killing occurs. Recognized instances include a serious battery on the defendant or a close relative and catching a spouse in the act of adultery.
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How its tested
Common Examples
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Serious Battery on Defendant
Lena Lawson was walking home when a neighbor punched her repeatedly in the face without warning. Enraged, Lena immediately drew a knife and stabbed the neighbor once in the chest. The serious battery inflicted on Lena qualifies as legally adequate provocation under the common law rule.
Killing in Heat of Passion
Laura Lewis discovered her husband in bed with another woman. Overcome by sudden rage, Laura seized a nearby object and struck the man, killing him instantly. The discovery of spousal adultery satisfies the requirement that the killing occur in the heat of passion upon adequate provocation.
Lillian Locke watched a stranger knock her brother to the ground and kick him repeatedly. Lillian grabbed a nearby pipe and struck the attacker on the head, causing fatal injury. The serious battery on a close relative constitutes legally adequate provocation that reduces the killing to voluntary manslaughter.
No Cooling-Off Period
Lucy Liu was slapped across the face during an argument. Without pausing, Lucy seized a heavy object and struck her assailant, killing him. The immediate response shows that an objectively reasonable person would not have had time to cool off and that Lucy in fact did not cool off.
Threat of Deadly Force
Levi Lowe was confronted by an armed assailant who pointed a gun at him. Levi drew his own weapon and fired first, killing the man. Courts recognize a threat of deadly force as one of the situations that most frequently qualifies as legally adequate provocation.
Passion and Reflection
Lars Lindstrom learned of his wife's infidelity and left the house to purchase a firearm. He returned and shot the other man. The sequence illustrates how passion may persist long enough to permit further reflection, converting what began as heat of passion into a killing executed without compunction.
Austin v. United States509 U.S. 602 (1993)
The appellant was convicted by a jury on two counts of an indictment charging him with bank robbery in violation of 18 U.S.C. § 2113(a) and (d). He was sentenced to twenty-five years imprisonment.
Count One charged that Austin, by force and violence and by intimidation, took from the person and presence of a bank teller approximately $10,000.00. Count Two charged that in committing the offense he assaulted the teller and put her in jeopardy by the use of a dangerous weapon, to-wit, a pistol.
The sole question presented on this appeal is whether the lesser offense proscribed by 18 U.S.C. § 2113(a) is included in the offense proscribed by 18 U.S.C. § 2113(d), so that a defendant may not be convicted and punished for both. The statute defines the basic robbery offense in subsection (a) and provides an enhanced penalty in subsection (d) for committing any offense defined in subsections (a), (b), and (c) by assaulting a person or putting a life in jeopardy with a dangerous weapon or device.
The Government argued that the two counts state separate and distinct offenses for which the defendant may be convicted and punished. It relied on the principle that a single transaction may give rise to a violation of more than one statute as in Blockburger v. United States and Gore v. United States. The court noted that the question is one of legislative intent.
The court cited Prince v. United States, where the Supreme Court held that a defendant could not be validly sentenced on both a count charging entry into a bank with intent to rob and a count charging robbery. The Government sought to distinguish Prince on the ground that the two offenses there involved were proscribed by separate subsections of the statute, while here both offenses are embraced within a single subsection, namely (d). The court rejected this distinction.
The plain meaning of the language in (d) is that the use of a dangerous weapon must occur in the course of the commission of one of the offenses defined in the earlier subsections. Subsection (d) does not define a separate and distinct offense but provides for an increased penalty. This interpretation was confirmed by the legislative history of the statute. The original bank robbery statute was enacted in 1934. It contained what is now subsection (a) and a subsection (b) which is now (d). House reports from 1934 and 1935 treated the use of a dangerous weapon as an aggravation of the offense of taking by force and violence or by intimidation. The statute was amended in 1948 to its present form. The Reviser's Note stated that the section consolidates the earlier statutes without change of substance. The court concluded that Congress at no time intended to provide for cumulative penalties for the single offense of bank robbery.
The judgment of the District Court is reversed and the case is remanded with directions to vacate the conviction and sentence on Count One of the indictment.
What situations qualify as legally adequate provocation at common law?
Common law recognizes serious battery on the defendant or a close relative, catching a spouse in adultery, and threats of deadly force as adequate provocation. Mere words, trivial battery, and provocation based on past wrongs are legally inadequate.
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Does the defendant have to show both objective and subjective elements for adequate provocation?
Yes. The provocation must be of a type that would arouse sudden and intense passion in an ordinary person, the defendant must actually have been provoked, a reasonable person would not have had time to cool off, and the defendant in fact did not cool off.
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Can mere words ever constitute legally adequate provocation?
No. At common law, mere words alone are legally inadequate and do not reduce murder to voluntary manslaughter even if they trigger intense anger.
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What happens if the defendant had time to cool off before the killing?
The killing remains murder. The common law requires that the defendant kill before a reasonable cooling-off period has elapsed. Any interval that allows passion to subside defeats the reduction to voluntary manslaughter.
Supporting sources
481 U.S. 279 (1987)
…Assault with intent to murder by a white person was punishable by a prison term of from 2 to 10 years. Div. 4, § 4258. While sufficient provocation could reduce a charge of murder to manslaughter, the code provided that "[o]bedience and submission being the duty of a slave, much greater provocation is necessary to reduce a homicide of…