Also known as:FRE 702 · Fed. R. Evid. 702 · Rule 702
Written by attorneys — see sources below.
A rule of evidence that permits a witness qualified by knowledge, skill, experience, training, or education to testify in the form of an opinion if the proponent shows the testimony is based on sufficient facts or data, is the product of reliable principles and methods, and reflects a reliable application of those principles and methods to the facts of the case.
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How its tested
Common Examples
6
Late Expert Disclosure in Data Breach Suit
DataShield Inc. sues NimbusCloud Software after a breach. DataShield retains Dr. Rivera as an expert on encryption but fails to disclose his identity until after the close of discovery. NimbusCloud moves to strike the testimony. The court excludes Dr. Rivera because the disclosure requirement was not met.
Construction Worker Testimony on Scaffold Loads
Carlos sues Apex Builders after a scaffold collapse. Apex offers Morgan, a safety consultant, to explain load calculations using field inspections and rules of thumb. Carlos objects that the opinions require specialized knowledge. The court requires Morgan to qualify under the expert rule rather than as a lay witness.
DataShield offers Dr. Rivera to testify using a self-created algorithm never tested outside his lab. NimbusCloud moves to exclude the testimony. The court conducts a gatekeeping review and excludes the opinion because the methodology lacks testing and peer review.
Subject Matter Disclosure for Network Engineer
Aaron sues Northern Fiber alleging dropped calls. Aaron designates Luis to testify on nationwide network capacity. Northern Fiber moves to compel a fuller disclosure. The court orders Aaron to state the precise subject matter on which Luis will offer opinions under the expert rule.
Agricultural Engineer Field Demonstrations
AgriGrain sues Midwest Harvesters after a combine damages grain. Midwest offers Dr. Ames to testify based on field demonstrations and proprietary tables. AgriGrain objects that the methods are nonstandard. The court applies a flexible reliability review to the technical testimony and denies the motion.
Gap Between Data and Patent Infringement Opinion
Pacific Logic sues United Cloud for algorithm infringement. United Cloud offers Owen who relies on informal laptop tests and extrapolates to real-world accuracy. Pacific Logic moves to exclude. The court finds an analytical gap and excludes the testimony.
Joiner v. General Electric Co.522 U.S. 136, 142–43 (1997)
Robert Joiner began work as an electrician in the Water & Light Department of Thomasville, Georgia, in 1973. This job required him to work with and around the City’s electrical transformers, which used a mineral-oil-based dielectric fluid as a coolant. Joiner often had to stick his hands and arms into the fluid to make repairs. The fluid would sometimes splash onto him, occasionally getting into his eyes and mouth. In 1983 the City discovered that the fluid in some of the transformers was contaminated with polychlorinated biphenyls.
Joiner was diagnosed with small-cell lung cancer in 1991. He sued petitioners in Georgia state court the following year. Petitioner Monsanto manufactured PCB’s from 1935 to 1977. Petitioners General Electric and Westinghouse Electric manufactured transformers and dielectric fluid. In his complaint Joiner linked his development of cancer to his exposure to PCB’s and their derivatives, polychlorinated dibenzofurans and polychlorinated dibenzodioxins. Joiner had been a smoker for approximately eight years. His parents had both been smokers, and there was a history of lung cancer in his family.
Petitioners removed the case to federal court. Once there, they moved for summary judgment. Joiner responded that there were numerous disputed factual issues that required resolution by a jury. He relied largely on the testimony of expert witnesses. In depositions, his experts had testified that PCB’s alone can promote cancer and that furans and dioxins can also promote cancer. They opined that since Joiner had been exposed to PCB’s, furans, and dioxins, such exposure was likely responsible for Joiner’s cancer.
The District Court ruled that there was a genuine issue of material fact as to whether Joiner had been exposed to PCB’s. But it nevertheless granted summary judgment for petitioners because there was no genuine issue as to whether Joiner had been exposed to furans and dioxins. The testimony of Joiner’s experts had failed to show that there was a link between exposure to PCB’s and small-cell lung cancer. The court believed that the testimony of respondent’s experts to the contrary did not rise above subjective belief or unsupported speculation.
The Court of Appeals for the Eleventh Circuit reversed. It held that because the Federal Rules of Evidence governing expert testimony display a preference for admissibility, it applied a particularly stringent standard of review to the trial judge’s exclusion of expert testimony. The Supreme Court granted petitioners’ petition for a writ of certiorari.
What role does the trial judge play when a party offers expert testimony under this rule?
The trial judge acts as gatekeeper and must determine whether the proponent has shown that the testimony rests on sufficient facts or data, reliable principles and methods, and a reliable application of those methods to the case facts.
Does the reliability requirement apply only to scientific experts or also to technical and experience-based experts?
The reliability requirement applies to all expert testimony based on scientific, technical, or other specialized knowledge. Courts use a flexible, case-specific inquiry that may include the traditional factors or other appropriate indicia of reliability.
What must a party disclose about a witness expected to testify under this rule?
A party must disclose the identity of any witness it may use at trial to present evidence under the rule and, for witnesses not required to provide a written report, must state the subject matter on which the witness is expected to present evidence.
How does this rule interact with the prohibition on lay opinions based on specialized knowledge?
Lay opinion testimony is inadmissible if it is based on scientific, technical, or other specialized knowledge within the scope of this rule. Testimony crossing that line requires the witness to qualify and satisfy the reliability requirements of the expert rule.
509 U.S. 579, 592 (1993)
…district court properly applied this standard, and affirmed. The Supreme Court reversed, holding that Frye was superseded by Federal Rule of Evidence 702, --- U.S. at ----, 113 S.Ct. at 2794, and remanded for us to consider the admissibility of plaintiffs' expert testimony under this new standard. B. Procedural Issues First, however,…