Also known as:evidence of mental disease · evidence of mental defect · mental disease evidence
Written by attorneys · grounded in primary & secondary sources — see below
A procedural prerequisite in criminal proceedings that conditions the admissibility of proof offered to show lack of criminal responsibility. The evidence may be introduced only after the defendant files a written notice of intent to rely on a mental-disease-or-defect defense at the time of the not-guilty plea or within ten days thereafter, unless the court permits a later filing for good cause.
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How it applies
Common Examples
2
Late Notice Bars Defense Evidence
Evan entered a not-guilty plea at arraignment on an unauthorized-transfer charge. Eleven days later his lawyer filed written notice that an undiagnosed bipolar disorder rendered him not responsible. The prosecutor moved to exclude all mental-condition testimony. Because the filing fell outside the ten-day window and Evan offered no explanation that could support a good-cause finding, the court granted the motion and barred the evidence.
Mental Evidence at Capital Sentencing
After a jury rejected Daniel Price's insanity defense and convicted him of capital murder, the defense sought to introduce expert testimony that active psychosis had substantially impaired his capacity to appreciate the wrongfulness of his conduct. The evidence was offered solely to persuade the jury to choose life imprisonment rather than death. The court admitted the testimony because, once guilt has been established, the same category of mental-condition proof becomes relevant to mitigation at the penalty phase.
Clark v. Arizona548 U.S. 735, 752 n.20, 126 S.Ct. 2709, 165 L.Ed.2d 842 (2006)
Common questions
Frequently Asked
5
What happens if a defendant files the required notice after the ten-day period has expired?+
The evidence remains inadmissible unless the defendant demonstrates good cause and obtains court permission for the late filing. Courts enforce the deadline strictly when no justification for delay is shown.
Supporting sources
Does rejection of an insanity defense at the guilt phase prevent the same mental-condition evidence from being used at capital sentencing?+
No. Once guilt is established, evidence that a mental disease or defect impaired the defendant's capacity to appreciate wrongfulness or conform conduct to law is admissible as mitigation when the jury chooses between death and imprisonment.
Must the written notice specify whether the defendant claims complete lack of responsibility or only diminished capacity?+
No. The statute requires only a timely written statement of intent to rely on the defense. Additional detail about the precise theory is not a precondition of admissibility.
Supporting sources
Can a defendant rely on informal or oral disclosures to the prosecutor instead of a formal written notice?+
No. The rule demands a written filing with the court within the prescribed period. Informal communications do not satisfy the requirement or preserve admissibility.
Supporting sources
Is evidence of mental disease or defect ever admissible without any notice when offered only to negate mens rea rather than to establish an affirmative defense?+
The notice requirement applies specifically to evidence offered to exclude responsibility under the affirmative defense. Evidence offered solely to negate an element such as intent is governed by ordinary relevance rules and is not subject to the same notice precondition.
Supporting sources
unless accompanied by expert testimony, supported by a showing of the concordance of a responsible segment of professional opinion, that the particular characteristics of these actions…
Criminal Law & ProcedureGeneral principles · ResponsibilityUBEFoundational